Established global business

Challenge

Within 8 weeks, support a global business to both prepare and submit an application for FCA authorisation and (where required) re-engineer its business to ensure it complies with FCA regulation.

Delivered

A robust FCA authorisation application and a major programme of work to align the business with FCA expectations.

Outcome

A delighted client who has submitted a robust and comprehensive FCA authorisation application with a programme of compliance improvement in hand.