Our Works


Compliance Manager Development Workshop


  • 30th January 2018
    9:00 am - 5:00 pm

This six hour interactive and practical workshop covers the key aspects of what it takes to be an effective compliance manager in today’s fast moving environments. This course enables new and existing compliance managers to take a step back, learn from other compliance managers and look at how they structure their work, deal with their executive team, report to their Board and handle the regulators.

Data Protection Officer Training


  • 11th November 2020 - 12th November 2020
    8:30 am - 5:00 pm
  • 10th December 2020 - 11th December 2020
    8:30 am - 5:00 pm
  • 7th January 2021 - 8th January 2021
    8:30 am - 5:00 pm

This pragmatic workshop is designed to provide those tasked with making or overseeing the necessary GDPR changes on behalf of their organisation with the practical support they will need to appropriately structure and set up their change programmes.

Financial Crime Risk Assessments – the basics


  • 13th January 2021
    8:30 am - 2:00 pm

Who is it for For those who are responsible for developing, updating or reviewing a firm’s Financial Crime Risk Assessment. Overview This pragmatic workshop is designed to provide those tasked with developing or overseeing Financial Crime Risk Assessments on behalf of their organisation with the practical support they will need appropriately to structure their financial (more…)

Regulatory meeting masterclass


  • 5th February 2018
    9:00 am - 1:00 pm

For businesses facing regulatory meetings and those who would like to improve the effectiveness of their regulatory interactions, face to face, remotely and via calls. Sessions for specific teams and businesses can be provided. Overview An intensive half day role play and mock meeting workshop to prepare individuals for effective meetings with regulators. Can be (more…)

Data Protection Savvy Workshop – onsite or remote


  • 2nd December 2020
    8:30 am - 5:00 pm

This pragmatic workshop is designed to provide those tasked with implementing, maintaining or overseeing and challenging data protection compliance on behalf of their organisation with the practical support they will need to have the right arrangements in place.

Board accountability and GDPR


  • 8th January 2020
    8:00 am - 5:00 pm

Specifically designed to help Boards and Senior Teams understand their privacy and data protection responsibilities in a real world and business value context.

Effective FCA visits: the end to end guide from first contact to ”goodbye”


  • 12th November 2020
    9:00 am - 1:00 pm

This half day interactive workshop covers the life-cycle of an FCA visit from information requests, through briefings, visit management, meeting techniques and regulatory interview skills to findings letter and follow up.

FinProm Mindset: Creating compliant financial promotions


  • 15th February 2021
    10:00 am - 12:00 pm

This introductory two hour workshop provides those tasked with creating and approving Financial Promotions with a practical opportunity to explore the opportunities and challenges that come with developing compliant Financial Promotions. The focus of this workshop is specifically on creating a culture and mindset of Financial Promotions compliance.

Advanced Financial Promotions Practitioners and Approvers


  • 15th March 2021
    9:00 am - 12:00 pm

This advanced 3 hour workshop is designed for those who really need to ensure they are creating compliant Fin Proms. This practical and in-depth workshop helps delegates understand appropriate content, risk warnings, channel considerations, overall look and feel and approval considerations.

Leaders In Consumer Credit


  • 7th October 2020
    9:00 am - 1:00 pm

This half day workshop is aimed at existing or aspiring leaders of consumer credit businesses who want to gain a better understanding of their obligations and the steps that they can take to ensure they and their businesses are operating both effectively and in a compliant manner.

MiFID II – Board and Senior Execs


  • 10th February 2018
    8:00 am - 5:00 pm

This workshop explores how firms can manage the risks, particularly where precise requirements in the more complex areas remain uncertain.

MiFID II – Compliance Professionals


  • 10th February 2018
    8:00 am - 5:00 pm

This workshop explores how firms can manage the risks particularly where precise requirements in the more complex areas remain uncertain, firms have put in place interim solutions, and/or firms are looking to develop best practice.

MATURING YOUR COMPLIANCE MANAGER SKILLS


  • 19th November 2020
    11:55 am

Are you new in a Compliance Manager role? Is yours a new or smaller business where you are new to compliance or simply working alone? The Compliance Foundation can provide you with a structured programme of mentoring and coaching to develop your skills on the job in a way that works for you and your business.

Supporting DPOs – targeted and tailored support


  • 6th December 2017
    8:00 am - 5:00 pm

Being a DPO can be a tough ask – combining data, systems, security and compliance skills with the technical demands of understanding and applying complex regulatory and legal requirements. The Compliance Foundation can provide you with mentoring and coaching to suit you on dealing with those challenges and how to operate with them most effectively in a practical business environment.

Regulatory interaction support and role play


  • 6th December 2017
    8:00 am - 5:00 pm

Due to the overwhelming success of The Compliance Foundation, Hill Dickinson, and Xyone Cyber Security GDPR seminars, we will be scheduling additional ones in early 2018 covering more in depth subjects and business areas such as Product, Marketing and HR.

SMCR interviewing and support


  • 6th December 2017
    8:00 am - 5:00 pm

Due to the overwhelming success of The Compliance Foundation, Hill Dickinson, and Xyone Cyber Security GDPR seminars, we will be scheduling additional ones in early 2018 covering more in depth subjects and business areas such as Product, Marketing and HR.