Anyone involved in an FCA visit including Directors, senior staff, business managers, compliance and anyone who will come into contact with the FCA.
This half day interactive workshop covers the life-cycle of an FCA visit from information requests, through briefings, visit management, meeting techniques and regulatory interview skills to findings letter and follow up.
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Suitable for existing and newly authorised firms, new and experienced staff, FCA contact centre managed/Flexible firms, anyone in relationship supervised/Fixed firms who is looking for an introduction or refresher.
Sandra brings a unique business, compliance and regulatory experience having sat both sides of the table – both for the regulator and for firms. Highly people focused, she will bring this practical experience to the workshop.
Discounts are available for group bookings. If you have five or more delegates who would like to attend this workshop, it may be more cost effective to run it in-house. To find out more about group discounts and in-house delivery, please contact at email@example.com.