UK Directors, Non-Executive Directors, Senior Managers and Aspiring Leaders of Consumer Credit firms.
This half day, interactive workshop is designed for existing or aspiring leaders of consumer credit businesses who want to gain a better understanding of their obligations and the steps they can take to ensure their businesses and they are operating successfully, compliantly and effectively.
Email us for more information.
UK Consumer Credit firms are regulated by the Financial Conduct Authority (FCA). For directors and senior managers of these firms, understanding how the regulation and legislation affects their businesses and their customers is essential. Getting it wrong can have significant implications at both an organisational and personal level and, with the extension of the FCA Senior Managers & Certification Regime to all firms, the responsibilities and potential penalties for business leaders have increased.
Therefore this workshop is designed to help leaders in consumer credit understand:
Rick has an extensive background in the Financial Services industry from Consumer Credit start-ups to multinational Banks and Insurers. A psychologist by background, he specialises in the design, leadership, quality assurance and management of complex regulatory and compliance programmes.
Sandra brings a unique business, compliance and regulatory experience having sat both sides of the table – both for the regulator and for firms. Highly people focused, she will bring this practical experience to the workshop.
7th October 2020, 9:00 am to 1:00 pm
Venue to be arranged or remotely via Zoom- TBC
London - TBC
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Discounts are available for group bookings. If you have five or more delegates who would like to attend this workshop, it may be more cost effective to run it in-house. To find out more about group discounts and in-house delivery, please contact at info@thecompliancefoundation.co.uk.