Chief Operating Officers, Chief Compliance Officers, Accountable Senior Executives, Board Members of small to medium sized investment firms.
The impact of Markets in Financial Services Directive (MiFID II), which became effective 3rd January 2018, brings far-reaching changes for Investment Managers. Many firms will have to report to regulators and/or publish their trades to the market for the first time, as well as being affected by new rules in a number of high impact areas. Given the breadth, depth and complexity of the changes, ensuring appropriate compliance and oversight presents a significant challenge. This workshop explores how firms can manage the risks particularly where precise requirements in the more complex areas remain uncertain.
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During the workshop we will cover the following:
Chief Operating Officers, Chief Compliance Officers, Accountable Senior Executives, Board Members of small to medium sized investment firms.
TBC
About UsDiscounts are available for group bookings. If you have five or more delegates who would like to attend this workshop, it may be more cost effective to run it in-house. To find out more about group discounts and in-house delivery, please contact us.