Senior Managers Regime and Approved Persons

Challenge

How do I ensure I have the right roles and people identified to meet the requirements on SMR or Approved Persons?

Solution

TCF offers a choice covering organisational evaluations of governance and roles, assessment of individuals, creation or QA of application documentation and coaching and mock interviews of individuals using a TCF team which has direct regulatory and SMR/Approved Persons experience to give a ‘real life’ experience.