Workshops

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MiFID II – Board and Senior Execs

This workshop explores how firms can manage the risks, particularly where precise requirements in the more complex areas remain uncertain.

MiFID II – Compliance Professionals

This workshop explores how firms can manage the risks particularly where precise requirements in the more complex areas remain uncertain, firms have put in place interim solutions, and/or firms are looking to develop best practice.

GDPR Readiness Workshop – London

This pragmatic workshop is designed to provide those tasked with making or overseeing the necessary GDPR changes on behalf of their organisation with the practical support they will need to appropriately structure and set up their change programmes.

GDPR Readiness Workshop – Manchester

This pragmatic workshop is designed to provide those tasked with making or overseeing the necessary GDPR changes on behalf of their organisation with the practical support they will need to appropriately structure and set up their change programmes.

GDPR Readiness Workshop – Liverpool

This pragmatic workshop is designed to provide those tasked with making or overseeing the necessary GDPR changes on behalf of their organisation with the practical support they will need to appropriately structure and set up their change programmes.

GCHQ Approved Board GDPR Workshop and assessment

Specifically designed to help Boards and Senior Teams understand how to act in order to be compliant with the General Data Protection Regulation by May 2018.

Effective FCA visits: the end to end guide from first contact to ”goodbye”

This half day interactive workshop covers the life-cycle of an FCA visit from information requests, through briefings, visit management, meeting techniques and regulatory interview skills to findings letter and follow up.

Regulatory meeting masterclass

For businesses facing regulatory meetings and those who would like to improve the effectiveness of their regulatory interactions. Sessions for specific teams and businesses can be provided. Overview An intensive half day role play and mock meeting workshop to prepare individuals for effective meetings with regulators. Can be provided on an onsite firm specific basis.

Compliance Manager Development Workshop

This six hour interactive and practical workshop covers the key aspects of what it takes to be an effective compliance manager in today’s fast moving environments. This course enables new and existing compliance managers to take a step back, learn from other compliance managers and look at how they structure their work, deal with their executive team, report to their Board and handle the regulators.

FinProm Mindset: An introduction to creating compliant financial promotions

This introductory two hour workshop provides those tasked with creating and approving Financial Promotions with a practical opportunity to explore the opportunities and challenges that come with developing compliant Financial Promotions. The focus of this workshop is specifically on creating a culture and mindset of Financial Promotions compliance.

Advanced Financial Promotions Practitioners and Approvers

This advanced 3 hour workshop is designed for those who really need to ensure they are creating compliant Fin Proms. This practical and in-depth workshop helps delegates understand appropriate content, risk warnings, channel considerations, overall look and feel and approval considerations.

Leaders In Consumer Credit

This half day workshop is aimed at existing or aspiring leaders of consumer credit businesses who want to gain a better understanding of their obligations and the steps that they can take to ensure they and their businesses are operating both effectively and in a compliant manner.